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Jonathan Katz
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61	Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street N.W. Washington, DC[removed]Re: Release No[removed]; File No. SR-NASD[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-08-25 14:40:43 Chief compliance officer United States securities law Finance Business Financial economics Selling away Financial Industry Regulatory Authority Corporate governance Raymond James Financial Regulatory compliance
62	September 23, 2005 VIA EMAIL; CONFIRMATION BY OVERNIGHT MAIL ______ Mr. Jonathan G. Katz Secretary, Office of the Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-09-27 09:45:44 Financial economics Business OTC Bulletin Board Regulation NMS Securities Exchange Act Financial Industry Regulatory Authority NASDAQ Alternative Trading Systems Securities regulation in the United States United States securities law United States Securities and Exchange Commission Economy of the United States
63	October 3,2003 Jonathan G. Katz Secretary United States Securities and Exchange Commission 450 Fifth Street, NW Washington DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2003-11-25 20:31:23 Financial Industry Regulatory Authority Finance Primary dealers U.S. Securities and Exchange Commission Registered representative UBS United States securities law Investment Financial economics
64	August 24, 2004 Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-08-25 14:40:33 Auditing Finance Regulatory compliance Financial regulation Securities Exchange Act United States Securities and Exchange Commission Chief compliance officer U.S. Securities and Exchange Commission Mary Schapiro United States securities law Corporate governance Business
65	November 18, 2003 Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, NW Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-19 13:25:29 Silver Lake Partners Business Finance NASDAQ United States Securities and Exchange Commission Inet Instinet Securities Exchange Act Order Stock market Investment Financial economics
66	April 14, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-04-18 16:14:23 Fixed income market Securities market Securities Exchange Act Security Repurchase agreement Bond U.S. Securities and Exchange Commission Securities research CanDeal Financial economics Finance Economics
67	September 29, 2005 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-10-03 15:13:40 OTC Bulletin Board OTC Markets Group SEC filings Economy of the United States U.S. Securities and Exchange Commission NASDAQ Sarbanes–Oxley Act Securities Exchange Act United States securities law Business Finance
68	August 25,2003 Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC[removed]Attention: Jonathan G. Katz, Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2003-11-26 14:28:38 73rd United States Congress Business Financial economics Stock market Finance Electronic communication network Securities Exchange Act NASDAQ Robert Greifeld United States securities law United States Securities and Exchange Commission Economy of the United States
69	October 16,2003 Jonathan G. Katz, Secretary Securities and Exchange Commission 450 Fifth Street N.W. Washington, DC[removed]Re: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2003-11-25 18:25:30 Securities Self-regulatory organizations Financial regulation United States securities law U.S. Securities and Exchange Commission Raymond James Financial New York Stock Exchange Depository Trust & Clearing Corporation Short Financial economics Financial system Finance
70	October 31, 2005 VIA ELECTRONIC MAIL Mr. Jonathan G. Katz Secretary United States Securities and Exchange Commission 100 F Street, NW Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-01 16:00:22 Stock market Business United States Securities and Exchange Commission United States securities law TD Ameritrade Regulation NMS Financial Industry Regulatory Authority Security U.S. Securities and Exchange Commission Investment Financial economics Silver Lake Partners

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